Investments 2013-2014

Quarterly Report-First Quarter-November 2013

HOUSTON COMMUNITY COLLEGE
1ST Quarter Investment Report (Including Deposits) 
     
    NOVEMBER 30, 2013 Market Value
Investment or Deposit Type  
     
Publicly Traded Equity and Similar Investments
Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds)    
Equity/Stock Mutual Funds    
Balanced Mutual Funds (where target allocation is > 50% equities)    
"Commonfund" Equity Commingled Funds    
Other Equity Commingled Funds (if primarily invested in publicly traded equities)    
Preferred Stock    
Other - list by type    
Total Publicly Traded Equity and Similar Investments   0.00
     
"Other" Investments - Other than Publicly Traded Equity and Debt Investments
Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category  rather than comprising part of a broadly diversified stock portfolio )    
Other Real Asset Investments (e.g. investments in infrastructure funds)    
Private Equity    
Hedge Funds    
"Commonfund" Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.)    
Annuities    
Commodities    
Collectibles     
Other - list by type    
Total "Other" Investments - Other than Publicly Traded Equity & Debt Investments   0.00
     
Publicly Traded Debt & Similar Investments>1 year maturity
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")   53,182,439
Mortgage Pass-Throughs - "Agency"   134,371
Mortgage Pass-Throughs - "Private Label"    
Asset-Backed Securities (ABS)  (other than mortgage-backed securities)    
Sovereign Debt (non-U.S.)    
Municipal Obligations     
Collateralized Mortgage Obligations (CMOs) - list below by category
   Interest Only Strips (IOs)    
   Principal Only Strips (POs)    
   Inverse Floaters    
   Stated Final Maturity longer than 10 years    
   Other CMOs - "Agency"    
   Other CMOs - "Private Label"    
Corporate Obligations (U.S. or foreign companies) - list below by rating
   Highly Rated (AAA/AA or equivalent)    
   Other Investment Grade (A/BBB or equivalent)     
   High Yield Bonds (<BBB or equivalent)    
   Not Rated (NR)    
Fixed Income/Bond Mutual Funds (longer term; registered with the SEC)    
Balanced  Mutual Funds (where target allocation is > 50% bonds or other debt securities)    
"Commonfund" Fixed Income/Bond Commingled Funds    
Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC)    
GICs (Guaranteed Investment Contracts)    
Other - list by type    
Total Publicly Traded Debt & Similar Investments >1 year   53,316,809
     
Short-Term Investments & Deposits
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")    
Bankers' Acceptances    
Commercial Paper - A1/P1 (or equivalent)    
Other Commercial Paper - lower rated    
Repurchase Agreements (Repos)    
Money Market Mutual Funds (registered with the SEC)    
Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC)       
Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered 
w/SEC but "2a7-like)   TexPool (and TexPool Prime)      11,524,925
   Other Public Funds Investment Pools Functioning as Money Market Mutual Funds    47,902,466
Other Investment Pools -Short-Term (not created to function as a money market mutual fund) -LoneStar     1,594,980
Certificates of Deposit (CD) - Nonnegotiable   245,250,000
Certificates of Deposit (CD) - Negotiable    
Bank Deposits   221,491,789
Cash at Bank   27,048,771
Cash Held at State Treasury    
Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral)    
Other - list by type    
Investment held in Trust (PFC)   1,708,012
     
Total Short-Term Investments & Deposits   556,520,943
TOTAL INVESTMENTS and DEPOSITS   609,837,752
     
     
1.Does the institution employ outside investment advisors or managers and, if so, who are they (provide     
individual or firm name and address)? Do the outside investment advisors or managers have the authority   
 to make investment decisions without obtaining prior approval?   NO
     
2. Does the institution use soft dollar, directed brokerage or directed commission, commission recapture,     
or similar arrangements (these arrangements typically involve using brokerage commissions as a means      
of paying for other related investment services through credits of a portion of brokerage commissions     
paid rather than through direct payments, or using selected brokers who will rebate a portion of     
commissions they receive on trades for the investor)? If the answer to this question is yes, the institution     
must summarize briefly the guidelines that govern the use of such arrangements.   NO
     
3. Is the institution associated with an independent endowment or foundation? If the answer to this     
question is yes, the institution must provide contact information (name and address) for the individual(s)     
who manage the independent endowment or foundation. The institution must also provide, if available,     
the market value of the endowment’s or foundation’s investments.   yes
     
HOUSTON COMMUNITY COLLEGE FOUNDATION    
12th Floor, 3100 Main, Houston, Texas: 77002    
KELLY ZUNIGA, Director, e-mail: kelly.zuniga@hccs.edu,  Telephone: 713-718-8596    
Investments at Market Vale $ 4,785,061
     
     

Quarterly Report-Second Quarter-February 2014

HOUSTON COMMUNITY COLLEGE
2nd Quarter Investment Report (Including Deposits) 
     
    FEBRUARY 28, 2014 Market Value
Investment or Deposit Type  
     
Publicly Traded Equity and Similar Investments
Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds)    
Equity/Stock Mutual Funds    
Balanced Mutual Funds (where target allocation is > 50% equities)    
"Commonfund" Equity Commingled Funds    
Other Equity Commingled Funds (if primarily invested in publicly traded equities)    
Preferred Stock    
Other - list by type    
Total Publicly Traded Equity and Similar Investments   0.00
     
"Other" Investments - Other than Publicly Traded Equity and Debt Investments
Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category  rather than comprising part of a broadly diversified stock portfolio )    
Other Real Asset Investments (e.g. investments in infrastructure funds)    
Private Equity    
Hedge Funds    
"Commonfund" Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.)    
Annuities    
Commodities    
Collectibles     
Other - list by type    
Total "Other" Investments - Other than Publicly Traded Equity & Debt Investments   0.00
     
Publicly Traded Debt & Similar Investments>1 year maturity
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")   41,364,171
Mortgage Pass-Throughs - "Agency"   133,217
Mortgage Pass-Throughs - "Private Label"    
Asset-Backed Securities (ABS)  (other than mortgage-backed securities)    
Sovereign Debt (non-U.S.)    
Municipal Obligations     
Collateralized Mortgage Obligations (CMOs) - list below by category
   Interest Only Strips (IOs)    
   Principal Only Strips (POs)    
   Inverse Floaters    
   Stated Final Maturity longer than 10 years    
   Other CMOs - "Agency"    
   Other CMOs - "Private Label"    
Corporate Obligations (U.S. or foreign companies) - list below by rating
   Highly Rated (AAA/AA or equivalent)    
   Other Investment Grade (A/BBB or equivalent)     
   High Yield Bonds (<BBB or equivalent)    
   Not Rated (NR)    
Fixed Income/Bond Mutual Funds (longer term; registered with the SEC)    
Balanced  Mutual Funds (where target allocation is > 50% bonds or other debt securities)    
"Commonfund" Fixed Income/Bond Commingled Funds    
Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC)    
GICs (Guaranteed Investment Contracts)    
Other - list by type    
Total Publicly Traded Debt & Similar Investments >1 year   41,497,387
     
Short-Term Investments & Deposits
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")    
Bankers' Acceptances    
Commercial Paper - A1/P1 (or equivalent)    
Other Commercial Paper - lower rated    
Repurchase Agreements (Repos)    
Money Market Mutual Funds (registered with the SEC)    
Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC)       
Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered 
w/SEC but "2a7-like)   TexPool (and TexPool Prime)      8,525,632
   Other Public Funds Investment Pools Functioning as Money Market Mutual Funds    47,943,518
Other Investment Pools -Short-Term (not created to function as a money market mutual fund) -LoneStar     1,595,441
Certificates of Deposit (CD) - Nonnegotiable   245,250,000
Certificates of Deposit (CD) - Negotiable    
Bank Deposits   206,383,588
Cash at Bank   79,062,097
Cash Held at State Treasury    
Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral)    
Other - list by type    
Investment held in Trust (PFC)   1,634,133
     
Total Short-Term Investments & Deposits   590,394,408
TOTAL INVESTMENTS and DEPOSITS   631,891,796
     
     
1.Does the institution employ outside investment advisors or managers and, if so, who are they (provide     
individual or firm name and address)? Do the outside investment advisors or managers have the authority   
 to make investment decisions without obtaining prior approval?   NO
     
2. Does the institution use soft dollar, directed brokerage or directed commission, commission recapture,     
or similar arrangements (these arrangements typically involve using brokerage commissions as a means      
of paying for other related investment services through credits of a portion of brokerage commissions     
paid rather than through direct payments, or using selected brokers who will rebate a portion of     
commissions they receive on trades for the investor)? If the answer to this question is yes, the institution     
must summarize briefly the guidelines that govern the use of such arrangements.   NO
     
3. Is the institution associated with an independent endowment or foundation? If the answer to this     
question is yes, the institution must provide contact information (name and address) for the individual(s)     
who manage the independent endowment or foundation. The institution must also provide, if available,     
the market value of the endowment’s or foundation’s investments.   yes
     
HOUSTON COMMUNITY COLLEGE FOUNDATION    
12th Floor, 3100 Main, Houston, Texas: 77002    
KELLY ZUNIGA, Director, e-mail: kelly.zuniga@hccs.edu,  Telephone: 713-718-8596    
Investments at Market Vale $ 5,943,763

Quarterly Report-Third Quarter-May 2014

HOUSTON COMMUNITY COLLEGE
1ST Quarter Investment Report (Including Deposits) 
     
    MAY 31, 2014 Market Value
Investment or Deposit Type  
     
Publicly Traded Equity and Similar Investments
Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds)    
Equity/Stock Mutual Funds    
Balanced Mutual Funds (where target allocation is > 50% equities)    
"Commonfund" Equity Commingled Funds    
Other Equity Commingled Funds (if primarily invested in publicly traded equities)    
Preferred Stock    
Other - list by type    
Total Publicly Traded Equity and Similar Investments   0.00
     
"Other" Investments - Other than Publicly Traded Equity and Debt Investments
Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category  rather than comprising part of a broadly diversified stock portfolio )    
Other Real Asset Investments (e.g. investments in infrastructure funds)    
Private Equity    
Hedge Funds    
"Commonfund" Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.)    
Annuities    
Commodities    
Collectibles     
Other - list by type    
Total "Other" Investments - Other than Publicly Traded Equity & Debt Investments   0.00
     
Publicly Traded Debt & Similar Investments>1 year maturity
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")   63,027,349
Mortgage Pass-Throughs - "Agency"   124,156
Mortgage Pass-Throughs - "Private Label"    
Asset-Backed Securities (ABS)  (other than mortgage-backed securities)    
Sovereign Debt (non-U.S.)    
Municipal Obligations     
Collateralized Mortgage Obligations (CMOs) - list below by category
   Interest Only Strips (IOs)    
   Principal Only Strips (POs)    
   Inverse Floaters    
   Stated Final Maturity longer than 10 years    
   Other CMOs - "Agency"    
   Other CMOs - "Private Label"    
Corporate Obligations (U.S. or foreign companies) - list below by rating
   Highly Rated (AAA/AA or equivalent)    
   Other Investment Grade (A/BBB or equivalent)     
   High Yield Bonds (<BBB or equivalent)    
   Not Rated (NR)    
Fixed Income/Bond Mutual Funds (longer term; registered with the SEC)    
Balanced  Mutual Funds (where target allocation is > 50% bonds or other debt securities)    
"Commonfund" Fixed Income/Bond Commingled Funds    
Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC)    
GICs (Guaranteed Investment Contracts)    
Other - list by type    
Total Publicly Traded Debt & Similar Investments >1 year   63,151,505
     
Short-Term Investments & Deposits
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")    
Bankers' Acceptances    
Commercial Paper - A1/P1 (or equivalent)    
Other Commercial Paper - lower rated    
Repurchase Agreements (Repos)    
Money Market Mutual Funds (registered with the SEC)    
Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC)       
Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered 
w/SEC but "2a7-like)   TexPool (and TexPool Prime)      8,526,261
   Other Public Funds Investment Pools Functioning as Money Market Mutual Funds    63,772,850
Other Investment Pools -Short-Term (not created to function as a money market mutual fund) -LoneStar     1,595,908
Certificates of Deposit (CD) - Nonnegotiable   245,250,000
Certificates of Deposit (CD) - Negotiable    
Bank Deposits   150,429,813
Cash at Bank   79,114,330
Cash Held at State Treasury    
Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral)    
Other - list by type    
Investment held in Trust (PFC)   1,604,009
     
Total Short-Term Investments & Deposits   550,293,171
TOTAL INVESTMENTS and DEPOSITS   613,444,676
     
     
1.Does the institution employ outside investment advisors or managers and, if so, who are they (provide     
individual or firm name and address)? Do the outside investment advisors or managers have the authority   
 to make investment decisions without obtaining prior approval?   NO
     
2. Does the institution use soft dollar, directed brokerage or directed commission, commission recapture,     
or similar arrangements (these arrangements typically involve using brokerage commissions as a means      
of paying for other related investment services through credits of a portion of brokerage commissions     
paid rather than through direct payments, or using selected brokers who will rebate a portion of     
commissions they receive on trades for the investor)? If the answer to this question is yes, the institution     
must summarize briefly the guidelines that govern the use of such arrangements.   NO
     
3. Is the institution associated with an independent endowment or foundation? If the answer to this     
question is yes, the institution must provide contact information (name and address) for the individual(s)     
who manage the independent endowment or foundation. The institution must also provide, if available,     
the market value of the endowment’s or foundation’s investments.   yes
     
HOUSTON COMMUNITY COLLEGE FOUNDATION    
12th Floor, 3100 Main, Houston, Texas: 77002    
KELLY ZUNIGA, Director, e-mail: kelly.zuniga@hccs.edu,  Telephone: 713-718-8596 or wood: 713-718-8488  
Investments at Market Vale $ 6,276,312

Investments 2012 - 2013

Quarterly Report - First Quarter - November 2012

HOUSTON COMMUNITY COLLEGE
1st Quarter Investment Report (Including Deposits) 
     
    November 30, 2012 Market Value
Investment or Deposit Type  
     
Publicly Traded Equity and Similar Investments
Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds)    
Equity/Stock Mutual Funds    
Balanced Mutual Funds (where target allocation is > 50% equities)    
"Commonfund" Equity Commingled Funds    
Other Equity Commingled Funds (if primarily invested in publicly traded equities)    
Preferred Stock    
Other - list by type    
Total Publicly Traded Equity and Similar Investments   0.00
     
"Other" Investments - Other than Publicly Traded Equity and Debt Investments
Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category  rather than comprising part of a broadly diversified stock portfolio )    
Other Real Asset Investments (e.g. investments in infrastructure funds)    
Private Equity    
Hedge Funds    
"Commonfund" Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.)    
Annuities    
Commodities    
Collectibles     
Other - list by type    
Total "Other" Investments - Other than Publicly Traded Equity & Debt Investments   0.00
     
Publicly Traded Debt & Similar Investments>1 year maturity
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")   16,371,463
Mortgage Pass-Throughs - "Agency"   205,332
Mortgage Pass-Throughs - "Private Label"    
Asset-Backed Securities (ABS)  (other than mortgage-backed securities)    
Sovereign Debt (non-U.S.)    
Municipal Obligations     
Collateralized Mortgage Obligations (CMOs) - list below by category
   Interest Only Strips (IOs)    
   Principal Only Strips (POs)    
   Inverse Floaters    
   Stated Final Maturity longer than 10 years    
   Other CMOs - "Agency"    
   Other CMOs - "Private Label"    
Corporate Obligations (U.S. or foreign companies) - list below by rating
   Highly Rated (AAA/AA or equivalent)    
   Other Investment Grade (A/BBB or equivalent)     
   High Yield Bonds (<BBB or equivalent)    
   Not Rated (NR)    
Fixed Income/Bond Mutual Funds (longer term; registered with the SEC)    
Balanced  Mutual Funds (where target allocation is > 50% bonds or other debt securities)    
"Commonfund" Fixed Income/Bond Commingled Funds    
Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC)    
GICs (Guaranteed Investment Contracts)    
Other - list by type    
Total Publicly Traded Debt & Similar Investments >1 year   16,576,795
     
Short-Term Investments & Deposits
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")    
Bankers' Acceptances    
Commercial Paper - A1/P1 (or equivalent)    
Other Commercial Paper - lower rated    
Repurchase Agreements (Repos)    
Money Market Mutual Funds (registered with the SEC)    
Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC)       
Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered 
w/SEC but "2a7-like)   TexPool (and TexPool Prime)      45,996,634
   Other Public Funds Investment Pools Functioning as Money Market Mutual Funds    38,817,849
Other Investment Pools -Short-Term (not created to function as a money market mutual fund) -LoneStar     1,592,491
Certificates of Deposit (CD) - Nonnegotiable   30,249,999
Certificates of Deposit (CD) - Negotiable    
Bank Deposits   91,773,401
Cash at Bank   14,057,609
Cash Held at State Treasury    
Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral)    
Other - list by type    
Investment held in Trust (PFC)   2,248,349
     
Total Short-Term Investments & Deposits   224,736,332
TOTAL INVESTMENTS and DEPOSITS   241,313,127
     
     
1.Does the institution employ outside investment advisors or managers and, if so, who are they (provide     
individual or firm name and address)? Do the outside investment advisors or managers have the authority   
 to make investment decisions without obtaining prior approval?   NO
     
2. Does the institution use soft dollar, directed brokerage or directed commission, commission recapture,     
or similar arrangements (these arrangements typically involve using brokerage commissions as a means      
of paying for other related investment services through credits of a portion of brokerage commissions     
paid rather than through direct payments, or using selected brokers who will rebate a portion of     
commissions they receive on trades for the investor)? If the answer to this question is yes, the institution     
must summarize briefly the guidelines that govern the use of such arrangements.   NO
     
3. Is the institution associated with an independent endowment or foundation? If the answer to this     
question is yes, the institution must provide contact information (name and address) for the individual(s)     
who manage the independent endowment or foundation. The institution must also provide, if available,     
the market value of the endowment’s or foundation’s investments.   yes
     
HOUSTON COMMUNITY COLLEGE FOUNDATION    
12th Floor, 3100 Main, Houston, Texas: 77002    
KELLY ZUNIGA, Director, e-mail: kelly.zuniga@hccs.edu,  Telephone: 713-718-8596    
Investments at Market Vale $ 4,058,820

Quarterly Report-Second Quarter-Feb 2013

HOUSTON COMMUNITY COLLEGE
1st Quarter Investment Report (Including Deposits) 
     
    February 28, 2013 Market Value
Investment or Deposit Type  
     
Publicly Traded Equity and Similar Investments
Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds)    
Equity/Stock Mutual Funds    
Balanced Mutual Funds (where target allocation is > 50% equities)    
"Commonfund" Equity Commingled Funds    
Other Equity Commingled Funds (if primarily invested in publicly traded equities)    
Preferred Stock    
Other - list by type    
Total Publicly Traded Equity and Similar Investments   0.00
     
"Other" Investments - Other than Publicly Traded Equity and Debt Investments
Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category  rather than comprising part of a broadly diversified stock portfolio )    
Other Real Asset Investments (e.g. investments in infrastructure funds)    
Private Equity    
Hedge Funds    
"Commonfund" Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.)    
Annuities    
Commodities    
Collectibles     
Other - list by type    
Total "Other" Investments - Other than Publicly Traded Equity & Debt Investments   0.00
     
Publicly Traded Debt & Similar Investments>1 year maturity
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")   15,241,587
Mortgage Pass-Throughs - "Agency"   159,386
Mortgage Pass-Throughs - "Private Label"    
Asset-Backed Securities (ABS)  (other than mortgage-backed securities)    
Sovereign Debt (non-U.S.)    
Municipal Obligations     
Collateralized Mortgage Obligations (CMOs) - list below by category
   Interest Only Strips (IOs)    
   Principal Only Strips (POs)    
   Inverse Floaters    
   Stated Final Maturity longer than 10 years    
   Other CMOs - "Agency"    
   Other CMOs - "Private Label"    
Corporate Obligations (U.S. or foreign companies) - list below by rating
   Highly Rated (AAA/AA or equivalent)    
   Other Investment Grade (A/BBB or equivalent)     
   High Yield Bonds (<BBB or equivalent)    
   Not Rated (NR)    
Fixed Income/Bond Mutual Funds (longer term; registered with the SEC)    
Balanced  Mutual Funds (where target allocation is > 50% bonds or other debt securities)    
"Commonfund" Fixed Income/Bond Commingled Funds    
Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC)    
GICs (Guaranteed Investment Contracts)    
Other - list by type    
Total Publicly Traded Debt & Similar Investments >1 year   15,400,973
     
Short-Term Investments & Deposits
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")    
Bankers' Acceptances    
Commercial Paper - A1/P1 (or equivalent)    
Other Commercial Paper - lower rated    
Repurchase Agreements (Repos)    
Money Market Mutual Funds (registered with the SEC)    
Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC)       
Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered 
w/SEC but "2a7-like)   TexPool (and TexPool Prime)      42,008,827
   Other Public Funds Investment Pools Functioning as Money Market Mutual Funds    38,846,877
Other Investment Pools -Short-Term (not created to function as a money market mutual fund) -LoneStar     1,593,177
Certificates of Deposit (CD) - Nonnegotiable   30,249,999
Certificates of Deposit (CD) - Negotiable    
Bank Deposits   126,808,351
Cash at Bank   29,064,077
Cash Held at State Treasury    
Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral)    
Other - list by type    
Investment held in Trust (PFC)   2,243,782
     
Total Short-Term Investments & Deposits   270,815,090
TOTAL INVESTMENTS and DEPOSITS   286,216,063
     
     
1.Does the institution employ outside investment advisors or managers and, if so, who are they (provide     
individual or firm name and address)? Do the outside investment advisors or managers have the authority   
 to make investment decisions without obtaining prior approval?   NO
     
2. Does the institution use soft dollar, directed brokerage or directed commission, commission recapture,     
or similar arrangements (these arrangements typically involve using brokerage commissions as a means      
of paying for other related investment services through credits of a portion of brokerage commissions     
paid rather than through direct payments, or using selected brokers who will rebate a portion of     
commissions they receive on trades for the investor)? If the answer to this question is yes, the institution     
must summarize briefly the guidelines that govern the use of such arrangements.   NO
     
3. Is the institution associated with an independent endowment or foundation? If the answer to this     
question is yes, the institution must provide contact information (name and address) for the individual(s)     
who manage the independent endowment or foundation. The institution must also provide, if available,     
the market value of the endowment’s or foundation’s investments.   yes
     
HOUSTON COMMUNITY COLLEGE FOUNDATION    
12th Floor, 3100 Main, Houston, Texas: 77002    
KELLY ZUNIGA, Director, e-mail: kelly.zuniga@hccs.edu,  Telephone: 713-718-8596    
Investments at Market Vale $ 4,595,737

Quarterly Report-Third Quarter-May 2013

HOUSTON COMMUNITY COLLEGE
3rd Quarter Investment Report (Including Deposits) 
     
    May 31, 2013 Market Value
Investment or Deposit Type  
     
Publicly Traded Equity and Similar Investments
Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds)    
Equity/Stock Mutual Funds    
Balanced Mutual Funds (where target allocation is > 50% equities)    
"Commonfund" Equity Commingled Funds    
Other Equity Commingled Funds (if primarily invested in publicly traded equities)    
Preferred Stock    
Other - list by type    
Total Publicly Traded Equity and Similar Investments   0.00
     
"Other" Investments - Other than Publicly Traded Equity and Debt Investments
Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category  rather than comprising part of a broadly diversified stock portfolio )    
Other Real Asset Investments (e.g. investments in infrastructure funds)    
Private Equity    
Hedge Funds    
"Commonfund" Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.)    
Annuities    
Commodities    
Collectibles     
Other - list by type    
Total "Other" Investments - Other than Publicly Traded Equity & Debt Investments   0.00
     
Publicly Traded Debt & Similar Investments>1 year maturity
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")   33,928,158
Mortgage Pass-Throughs - "Agency"   158,230
Mortgage Pass-Throughs - "Private Label"    
Asset-Backed Securities (ABS)  (other than mortgage-backed securities)    
Sovereign Debt (non-U.S.)    
Municipal Obligations     
Collateralized Mortgage Obligations (CMOs) - list below by category
   Interest Only Strips (IOs)    
   Principal Only Strips (POs)    
   Inverse Floaters    
   Stated Final Maturity longer than 10 years    
   Other CMOs - "Agency"    
   Other CMOs - "Private Label"    
Corporate Obligations (U.S. or foreign companies) - list below by rating
   Highly Rated (AAA/AA or equivalent)    
   Other Investment Grade (A/BBB or equivalent)     
   High Yield Bonds (<BBB or equivalent)    
   Not Rated (NR)    
Fixed Income/Bond Mutual Funds (longer term; registered with the SEC)    
Balanced  Mutual Funds (where target allocation is > 50% bonds or other debt securities)    
"Commonfund" Fixed Income/Bond Commingled Funds    
Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC)    
GICs (Guaranteed Investment Contracts)    
Other - list by type    
Total Publicly Traded Debt & Similar Investments >1 year   34,086,389
     
Short-Term Investments & Deposits
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")    
Bankers' Acceptances    
Commercial Paper - A1/P1 (or equivalent)    
Other Commercial Paper - lower rated    
Repurchase Agreements (Repos)    
Money Market Mutual Funds (registered with the SEC)    
Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC)       
Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered 
w/SEC but "2a7-like)   TexPool (and TexPool Prime)      37,518,907
   Other Public Funds Investment Pools Functioning as Money Market Mutual Funds    47,867,163
Other Investment Pools -Short-Term (not created to function as a money market mutual fund) -LoneStar     1,593,852
Certificates of Deposit (CD) - Nonnegotiable   245,250,000
Certificates of Deposit (CD) - Negotiable    
Bank Deposits   317,828,608
Cash at Bank   29,095,094
Cash Held at State Treasury    
Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral)    
Other - list by type    
Investment held in Trust (PFC)   2,104,722
     
Total Short-Term Investments & Deposits   681,258,345
TOTAL INVESTMENTS and DEPOSITS   715,344,734
     
     
1.Does the institution employ outside investment advisors or managers and, if so, who are they (provide     
individual or firm name and address)? Do the outside investment advisors or managers have the authority   
 to make investment decisions without obtaining prior approval?   NO
     
2. Does the institution use soft dollar, directed brokerage or directed commission, commission recapture,     
or similar arrangements (these arrangements typically involve using brokerage commissions as a means      
of paying for other related investment services through credits of a portion of brokerage commissions     
paid rather than through direct payments, or using selected brokers who will rebate a portion of     
commissions they receive on trades for the investor)? If the answer to this question is yes, the institution     
must summarize briefly the guidelines that govern the use of such arrangements.   NO
     
3. Is the institution associated with an independent endowment or foundation? If the answer to this     
question is yes, the institution must provide contact information (name and address) for the individual(s)     
who manage the independent endowment or foundation. The institution must also provide, if available,     
the market value of the endowment’s or foundation’s investments.   yes
     
HOUSTON COMMUNITY COLLEGE FOUNDATION    
12th Floor, 3100 Main, Houston, Texas: 77002    
KELLY ZUNIGA, Director, e-mail: kelly.zuniga@hccs.edu,  Telephone: 713-718-8596    
Investments at Market Vale $ 5,098,635

Annual Quarterly Report-Forth Quarter-August 31, 2013

HOUSTON COMMUNITY COLLEGE
4rth Quarter and Annual Investment Report (Including Deposits) 
     
    AUGUST 31, 2013 Market Value
Investment or Deposit Type  
     
Publicly Traded Equity and Similar Investments
Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds)    
Equity/Stock Mutual Funds    
Balanced Mutual Funds (where target allocation is > 50% equities)    
"Commonfund" Equity Commingled Funds    
Other Equity Commingled Funds (if primarily invested in publicly traded equities)    
Preferred Stock    
Other - list by type    
Total Publicly Traded Equity and Similar Investments   0.00
     
"Other" Investments - Other than Publicly Traded Equity and Debt Investments
Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category  rather than comprising part of a broadly diversified stock portfolio )    
Other Real Asset Investments (e.g. investments in infrastructure funds)    
Private Equity    
Hedge Funds    
"Commonfund" Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.)    
Annuities    
Commodities    
Collectibles     
Other - list by type    
Total "Other" Investments - Other than Publicly Traded Equity & Debt Investments   0.00
     
Publicly Traded Debt & Similar Investments>1 year maturity
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")   52,669,203
Mortgage Pass-Throughs - "Agency"   148,427
Mortgage Pass-Throughs - "Private Label"    
Asset-Backed Securities (ABS)  (other than mortgage-backed securities)    
Sovereign Debt (non-U.S.)    
Municipal Obligations     
Collateralized Mortgage Obligations (CMOs) - list below by category
   Interest Only Strips (IOs)    
   Principal Only Strips (POs)    
   Inverse Floaters    
   Stated Final Maturity longer than 10 years    
   Other CMOs - "Agency"    
   Other CMOs - "Private Label"    
Corporate Obligations (U.S. or foreign companies) - list below by rating
   Highly Rated (AAA/AA or equivalent)    
   Other Investment Grade (A/BBB or equivalent)     
   High Yield Bonds (<BBB or equivalent)    
   Not Rated (NR)    
Fixed Income/Bond Mutual Funds (longer term; registered with the SEC)    
Balanced  Mutual Funds (where target allocation is > 50% bonds or other debt securities)    
"Commonfund" Fixed Income/Bond Commingled Funds    
Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC)    
GICs (Guaranteed Investment Contracts)    
Other - list by type    
Total Publicly Traded Debt & Similar Investments >1 year   52,817,630
     
Short-Term Investments & Deposits
U.S. Government Securities ("Treasuries")    
U.S. Government Agency Securities ("Agencies")    
Bankers' Acceptances    
Commercial Paper - A1/P1 (or equivalent)    
Other Commercial Paper - lower rated    
Repurchase Agreements (Repos)    
Money Market Mutual Funds (registered with the SEC)    
Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC)       
Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered 
w/SEC but "2a7-like)   TexPool (and TexPool Prime)      28,523,401
   Other Public Funds Investment Pools Functioning as Money Market Mutual Funds    47,884,364
Other Investment Pools -Short-Term (not created to function as a money market mutual fund) -LoneStar     1,594,437
Certificates of Deposit (CD) - Nonnegotiable   245,250,000
Certificates of Deposit (CD) - Negotiable    
Bank Deposits   253,951,424
Cash at Bank   29,102,736
Cash Held at State Treasury    
Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral)    
Other - list by type    
Investment held in Trust (PFC)   1,794,080
     
Total Short-Term Investments & Deposits   608,100,442
TOTAL INVESTMENTS and DEPOSITS   660,918,072
     
     
1.Does the institution employ outside investment advisors or managers and, if so, who are they (provide     
individual or firm name and address)? Do the outside investment advisors or managers have the authority   
 to make investment decisions without obtaining prior approval?   NO
     
2. Does the institution use soft dollar, directed brokerage or directed commission, commission recapture,     
or similar arrangements (these arrangements typically involve using brokerage commissions as a means      
of paying for other related investment services through credits of a portion of brokerage commissions     
paid rather than through direct payments, or using selected brokers who will rebate a portion of     
commissions they receive on trades for the investor)? If the answer to this question is yes, the institution     
must summarize briefly the guidelines that govern the use of such arrangements.   NO
     
3. Is the institution associated with an independent endowment or foundation? If the answer to this     
question is yes, the institution must provide contact information (name and address) for the individual(s)     
who manage the independent endowment or foundation. The institution must also provide, if available,     
the market value of the endowment’s or foundation’s investments.   yes
     
HOUSTON COMMUNITY COLLEGE FOUNDATION    
12th Floor, 3100 Main, Houston, Texas: 77002    
KELLY ZUNIGA, Director, e-mail: kelly.zuniga@hccs.edu,  Telephone: 713-718-8596    
Investments at Market Vale $ 4,754,257

Investments 2011 - 2012

Quarterly Report-First Quarter-November 2011

   HOUSTON COMMUNITY COLLEGE SYSTEM
  Summary of Investments
  For Quarter Ending On: November 30, 2011
           
      30-Nov-11   30-Nov-11
      Book Value   Market Value
  Equity Securities:        
  U.S. Government (Treasury Note)   0   0
  U.S. Common Stock        
  Equity Mutual Funds        
  Other Equity Securities (list)        
      Total Equities   0   0
           
  Other Investments:        
  Real Estate         
  Private Equity        
  Annuities        
  Collective Endowment Funds        
  Commodities         
  Collectibles         
  Other (list)        
      Total Other Investments        
           
  Debt Investments >1 year:        
  U.S. Government (Treasury Note)        
  U.S. Government Agency   2,409,710   2,414,446
  Mortgage Pass Throughs        
  C.M.O.s        
     Interest Only Strips        
     Principal Only Strips        
     Inverse Floaters        
     Stated Maturities longer than 10 years        
     PFIA Compliant C.M.O.s        
  Other Asset-Backed Bonds         
  Foreign Issued Obligations         
  Municipal Obligations         
  Corporate Obligations         
     Highly Rated (AAA/AA)         
     Investment Grade (A/BBB)         
     NR/High Yield (<BBB)         
  G.I.C’s         
  Bond Mutual Funds         
  Invstment Held in Trust   4,908,356   4,908,356
      Total Debt >1 year   7,318,066   7,322,802
           
  Contact Person: Ronald E. Defalco        
  Phone Number: (713)-718-7586        
  e-mail: ron.defalco@hccs.edu        
  Mailing Address:         
  Houston Community College System        
  Room # 11C08, 11th Floor        
  3100 Main, Houston, TX 77002        
           
      Page 2    
           
      30-Nov-11   30-Nov-11
      Book Value   Market Value
           
           
           
  Short Term Investments:        
  U.S. Government (Treasury Note)        
  U.S. Government Agency        
  C.D.’s/B.A.’s    15,250,000   15,250,000
  A1/P1 Commercial Paper         
  Repurchase Agreements        
  TexPool    49,937,978   49,937,978
  Other Money Market Funds & Pools   38,709,140   38,709,140
  Bank Deposits (High Yield Savings)   126,601,964   126,601,964
  Cash Held at Bank (Of the total $19,047,724 is   19,840,733   19,840,733
  Interest Bearing and the Balance is generating        
  Yield via earnings  Credit )        
  Other (list)- LONE STAR   1,588,751   1,588,751
           
      Total Short Term Debt   251,928,566   251,928,566
           
  TOTAL INVESTMENTS:   259,246,632   259,251,368
           
           
           
1 Houston community college system DOES        
  NOT employ outside investment advisors        
  or managers.        
           
2 Houston Community College System does         
  not use soft dollar arrangements.        
           
3 Houston Community College System is not        
  carrying any investment which is associated        
  with an independent endowment or foundation.        
           

Quarterly Report-Second Quarter-February 2012

   HOUSTON COMMUNITY COLLEGE SYSTEM    
  Summary of Investments    
  For Quarter Ending On: FEBRUARY 29, 2012    
               
      29-Feb-12   29-Feb-12    
      Book Value   Market Value    
  Equity Securities:            
  U.S. Government (Treasury Note)   0   0    
  U.S. Common Stock            
  Equity Mutual Funds            
  Other Equity Securities (list)            
      Total Equities   0   0    
               
  Other Investments:            
  Real Estate             
  Private Equity            
  Annuities            
  Collective Endowment Funds            
  Commodities             
  Collectibles             
  Other (list)            
      Total Other Investments            
               
  Debt Investments >1 year:            
  U.S. Government (Treasury Note)            
  U.S. Government Agency   9,663,129   9,607,153    
  Mortgage Pass Throughs            
  C.M.O.s            
     Interest Only Strips            
     Principal Only Strips            
     Inverse Floaters            
     Stated Maturities longer than 10 years            
     PFIA Compliant C.M.O.s            
  Other Asset-Backed Bonds             
  Foreign Issued Obligations             
  Municipal Obligations             
  Corporate Obligations             
     Highly Rated (AAA/AA)             
     Investment Grade (A/BBB)             
     NR/High Yield (<BBB)             
  G.I.C’s             
  Bond Mutual Funds             
  Invstment Held in Trust   4,406,262   4,406,262    
      Total Debt >1 year   14,069,391   14,013,415    
               
  Contact Person: Ronald E. Defalco            
  Phone Number: (713)-718-7586            
  e-mail: ron.defalco@hccs.edu            
  Mailing Address:             
  Houston Community College System            
  Room # 11C08, 11th Floor            
  3100 Main, Houston, TX 77002            
               
      Page 2        
               
      29-Feb-12   29-Feb-12    
      Book Value   Market Value    
               
               
               
  Short Term Investments:            
  U.S. Government (Treasury Note)            
  U.S. Government Agency            
  C.D.’s/B.A.’s    30,250,000   30,250,000    
  A1/P1 Commercial Paper             
  Repurchase Agreements            
  TexPool    49,948,703   49,948,703    
  Other Money Market Funds & Pools   38,737,315   38,737,315    
  Bank Deposits (High Yield Savings)   151,651,520   151,651,520    
  Cash Held at Bank (Of the total $25,032,098 is   25,420,787   25,420,787    
  Interest Bearing Managed PFI Account)            
  Other (list)- LONE STAR   1,589,777   1,589,777    
               
      Total Short Term Debt   297,598,102   297,598,102    
               
  TOTAL INVESTMENTS:   311,667,493   311,611,517    
               
  Total Investment does not include Cash balance            
  of $32,936,703, generating yied via earnigs credit            
               
               
1 Houston community college system DOES            
  NOT employ outside investment advisors            
  or managers.            
               
2 Houston Community College System does             
  not use soft dollar arrangements.            
               
3 Houston Community College System is not            
  carrying any investment which is associated            
  with an independent endowment or foundation.            
               

Quarterly Report-Third Quarter-May 2012

   HOUSTON COMMUNITY COLLEGE SYSTEM
  Summary of Investments
  For Quarter Ending On: MAY 31, 2012
           
      31-May-12   31-May-12
      Book Value   Market Value
  Equity Securities:        
  U.S. Government (Treasury Note)   0   0
  U.S. Common Stock        
  Equity Mutual Funds        
  Other Equity Securities (list)        
      Total Equities   0   0
           
  Other Investments:        
  Real Estate         
  Private Equity        
  Annuities        
  Collective Endowment Funds        
  Commodities         
  Collectibles         
  Other (list)        
      Total Other Investments        
           
  Debt Investments >1 year:        
  U.S. Government (Treasury Note)        
  U.S. Government Agency   10,614,433   10,627,916
  Mortgage Pass Throughs        
  C.M.O.s        
     Interest Only Strips        
     Principal Only Strips        
     Inverse Floaters        
     Stated Maturities longer than 10 years        
     PFIA Compliant C.M.O.s        
  Other Asset-Backed Bonds         
  Foreign Issued Obligations         
  Municipal Obligations         
  Corporate Obligations         
     Highly Rated (AAA/AA)         
     Investment Grade (A/BBB)         
     NR/High Yield (<BBB)         
  G.I.C’s         
  Bond Mutual Funds         
  Invstment Held in Trust   3,832,981   3,832,981
      Total Debt >1 year   14,447,414   14,460,897
           
  Contact Person: Ronald E. Defalco        
  Phone Number: (713)-718-7586        
  e-mail: ron.defalco@hccs.edu        
  Mailing Address:         
  Houston Community College System        
  Room # 11C08, 11th Floor        
  3100 Main, Houston, TX 77002        
           
      Page 2    
           
      31-May-12   31-May-12
      Book Value   Market Value
           
           
           
  Short Term Investments:        
  U.S. Government (Treasury Note)        
  U.S. Government Agency        
  C.D.’s/B.A.’s    30,250,000   30,250,000
  A1/P1 Commercial Paper         
  Repurchase Agreements        
  TexPool    45,962,775   45,962,775
  Other Money Market Funds & Pools   38,765,829   38,765,829
  Bank Deposits (High Yield Savings)   101,698,455   101,698,455
  Cash Held at Bank (Of the total $38,094,179 is   26,885,847   26,885,847
  Interest Bearing Managed PFI Account)        
  Other (list)- LONE STAR   1,590,732   1,590,732
           
      Total Short Term Debt   245,153,638   245,153,638
           
  TOTAL INVESTMENTS:   259,601,052   259,614,535
           
  Total Investment does not include Cash balance        
  of $38,094,179, generating yied via earnigs credit        
           
           
1 Houston community college system DOES        
  NOT employ outside investment advisors        
  or managers.        
           
2 Houston Community College System does         
  not use soft dollar arrangements.        
           
3 Houston Community College System is not        
  carrying any investment which is associated        
  with an independent endowment or foundation.        

Annual Quarterly Report-Fourth Quarter-August 2012

   HOUSTON COMMUNITY COLLEGE SYSTEM
  Summary of Investments
  For Quarter Ending On: AUGUST 31, 2012
           
      31-Aug-12   31-Aug-12
      Book Value   Market Value
  Equity Securities:        
  U.S. Government (Treasury Note)   0   0
  U.S. Common Stock        
  Equity Mutual Funds        
  Other Equity Securities (list)        
      Total Equities   0   0
           
  Other Investments:        
  Real Estate         
  Private Equity        
  Annuities        
  Collective Endowment Funds        
  Commodities         
  Collectibles         
  Other (list)        
      Total Other Investments        
           
  Debt Investments >1 year:        
  U.S. Government (Treasury Note)        
  U.S. Government Agency   20,690,614   20,681,861
  Mortgage Pass Throughs        
  C.M.O.s        
     Interest Only Strips        
     Principal Only Strips        
     Inverse Floaters        
     Stated Maturities longer than 10 years        
     PFIA Compliant C.M.O.s        
  Other Asset-Backed Bonds         
  Foreign Issued Obligations         
  Municipal Obligations         
  Corporate Obligations         
     Highly Rated (AAA/AA)         
     Investment Grade (A/BBB)         
     NR/High Yield (<BBB)         
  G.I.C’s         
  Bond Mutual Funds         
  Invstment Held in Trust   3,113,910   3,113,910
      Total Debt >1 year   23,804,525   23,795,772
           
  Contact Person: Ronald E. Defalco        
  Phone Number: (713)-718-7586        
  e-mail: ron.defalco@hccs.edu        
  Mailing Address:         
  Houston Community College System        
  Room # 11C08, 11th Floor        
  3100 Main, Houston, TX 77002        
           
      Page 2    
           
      31-Aug-12   31-Aug-12
      Book Value   Market Value
           
           
           
  Short Term Investments:        
  U.S. Government (Treasury Note)        
  U.S. Government Agency        
  C.D.’s/B.A.’s    30,249,999   30,249,999
  A1/P1 Commercial Paper         
  Repurchase Agreements        
  TexPool    45,978,312   45,978,312
  Other Money Market Funds & Pools   38,794,330   38,794,330
  Bank Deposits (High Yield Savings)   101,736,819   101,736,819
  Cash Held at Bank (Of the total $38,094,179 is   12,088,861   12,088,861
  Interest Bearing Managed PFI Account)        
  Other (list)- LONE STAR   1,591,653   1,591,653
           
      Total Short Term Debt   230,439,974   230,439,974
           
  TOTAL INVESTMENTS:   254,244,499   254,235,746
           
  Total Investment does not include Cash balance        
  of $11,179,980, generating yied via earnigs credit        
           
           
1 Houston community college system DOES        
  NOT employ outside investment advisors        
  or managers.        
           
2 Houston Community College System does         
  not use soft dollar arrangements.        
           
3 Houston Community College System is not        
  carrying any investment which is associated        
  with an independent endowment or foundation.